In the event of a dispute between an investor and a securities advisor, a Statement of Claim with FINRA initiates a unique arbitration process for evaluating and resolving the underlying allegations. Although simpler, and usually quicker, than litigation, FINRA arbitration can still be complex, procedure-driven and require careful planning, strategy and execution. Martin LLP’s litigation team has extensive experience advising both investors and advisors in those types of matters .
Martin specializes in providing both aggressive, effective representation and a cost-effective approach to this highly specialized form of litigation. Our engagements have varied from representing clients in a single matter to ongoing relationships related to a series of claims. In some cases, we represent clients with respect to all aspects of complex arbitrations; in other circumstances, we provide assistance in connection with one aspect of arbitration, such as discovery. Regardless of the specific circumstances, the litigators of Martin LLP ensure that our arbitration clients receive experienced, strategic counsel, and arrive at the best possible results.